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Chief Compliance Officer

Location Southwestern Ontario
Job Type Full Time
Description Do you thrive in a fast-paced, professional and collegial environment?  As our client's Chief Compliance Officer, you will bring to the organization a minimum of five years of compliance experience with an Exempt Market Dealer, along with the potential to be registered under the Investment Fund Manager and Portfolio Manager categories.

This position, based one hour west of Toronto in a thriving university town, offers the potential for a challenging and rewarding career along with a high quality of life.

Ideal background:

  • A deep understanding of investment management
  • A minumum of five years of experience in a compliance role, ideally within an organization registered as an EMD, IFM and PM
  • Leadership experience within a small to mid-sized team
  • Flexibility and adaptability
  • A collaborative spirit, along with a mix of confidence and humility
  • Qualifications to be registered as a Chief Compliance Officer for an IFM, PM and EMD
  • An undergraduate degree in Business, Economics, Accounting, Finance or the equivalent
To apply for this role, or to recommend others, please contact Lisa Newey at lisa@vlaadco.com.

Please send your resume to Lisa Newey.

Submitting a Resume

Whether you are pursuing a career change or just curious about what movement is unfolding, Vlaad and Company can keep you informed about opportunities that align with your interest and background. Submit your resume to us confidentially and we'll keep you apprised while respecting your intentions.

For general resume submissions, please direct your submission to .

Please note that during the recruitment process, where needed, accommodation for disabilities are available upon request.

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